Pass Your Mortgage Audit with a Complete QC Plan
FNMA & FHA-aligned quality control plans used by 9,600+ lenders — ready to customize and use immediately
Broker Non-Delegated Correspondent QC Plan |
Mortgage Banker Delegated Correspondent Lender QC Plan |
Compliance Packages for Lender or Non-Delegated/ Broker |
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Use for:
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Use for:
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Use for:
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Preparing for an audit without a proper QC plan can lead to findings, delays, or worse — failed approvals.
Our QC Plans are built specifically for mortgage companies and designed to meet FNMA, FHA, state and investor requirements.
What you get
- Fully written QC Plan
- Pre-closing & post-closing review procedures
- Audit checklists and reporting templates
- Easy customization instructions
- Immediate download
Your approval partner
- ✔ Used by 9,600+ mortgage companies
- ✔ Serving lenders since 1996
- ✔ Built for real-world audits
Understanding which plan you need depends on your business model. If you choose the Lender plan, you will conduct an audit of a sampling (usually 10%) of the underwriting and closing of the loan. If you choose the Correspondent Broker plan, you will focus on the production quality control audit, and prepare your files for state examinations. This presentation should help you decide - do you need the correspondent/broker plan or the lender plan.
Regardless of Which Business Model, Your Plan Should Include the Basics:
- Production Quality Control - A review of loan exhibits to ensure the application quality is good
- For Brokers: A financial and compliance review of all closed, cancelled, or withdrawn loan files
- For Lenders: A post-closing review of a sampling of loans for fraudulent activity
