Your Compliance VP
Manage Policies and Procedures, Non-NMLS Training, Annual Audits and State Exam Prep in One Place
Let us be your In-Sourced Compliance VP. We keep your policies up to date and accessible 24/7, respond to investor compliance requests, prepare for state audits, perform annual operating/AML/Privacy audits, certify your vendors for IT and Fair Lending and handle all non-NMLS training. PLUS we are your compliance help-desk!
Designed specifically for the compliance needs of the small mortgage broker or lender. My Compliance Manager includes:
Designed specifically for the compliance needs of the small mortgage broker or lender. My Compliance Manager includes:
- Policy and procedure management system
- Examination and licensing preparation
- Job skill training programs for new loan officers and processors
- Mandatory Federal compliance training for AML, FACTA, Fair Lending and others with online reporting and branded management site
- Annual operating, Quality Control, AML, Privacy, Fair Lending Audit
- Vendor Risk Assessments
- Compliance Help Desk
Subscribe to Compliance Management Solution
For Mortgage Brokers and Non-Delegated Correspondents
Small Broker Packageonly
$79 month * after purchase of broker correspondent package * limited to single branch, single state firms closing less than 100 loans a year |
Small Lender Packagestarting at
$129 month * includes closing and underwriting review * after purchase of mortgage banker package * limited to single branch, single state firms, with less than 100 loans a year |
Sample Agreement and Cost Analysis
All subscribed service costs assume the prior purchase of a broker or lender package of policies and procedures
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