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  • Compliance Manager
    • My Compliance VP - Manager
    • Customer Portal

Compliance VP - Compliance  support solution for small companies

Compliance VP - Your Compliance Manager
NEW! AI Based Q&A Based on your policies and procedures

  • ​Manage Policies and Procedures
  • Non-NMLS Mandatory Compliance Training
  • Investor/Lender Applications
  • Required Annual Audits/Reviews
  • State Regulatory Audit Prep
  • Q&A - Compliance Help Desk
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Let us be your In-Sourced Compliance VP!  We keep your policies up to date and accessible 24/7, respond to investor compliance requests, prepare for state audits, perform annual operating/AML/Privacy audits, certify your vendors for IT and Fair Lending and handle all non-NMLS training. PLUS we are your compliance help-desk!

Designed specifically for the compliance needs of the small mortgage broker, correspondent or lender.  Compliance VP Compliance Manager service includes:
  • a portal to see real time policies and procedures
  • file system for regulatory documents
  • non-NMLS compliance training for all employees
  • schedule of periodic compliance audits
  • conference calls/compliance manager training
  • Q&A calls
  • Investor/Wholesale Lender Application support
  • Regulator Audit Support
  • Call Reporting Review
​
  • Policy and procedure management system - keep your policies and procedures updated in REAL TIME! Just ask and we'll deliver them too!
  • State Regulatory Examination and licensing preparation - expert support in facing regulatory scrutiny from beginning to end
  • Mandatory Federal compliance training for AML, FACTA, Fair Lending and others with online reporting and (if you want it) a branded management site (additional cost)
  • Annual operating, Quality Control, AML, Privacy, Fair Lending Audit - a new audit every 2 months to build your culture of compliance
  • Vendor Risk Assessments - to ensure you are protecting your customer information 
  • Compliance Help Desk - ask unlimited questions
  • Job skill training programs from Lendertraining.com and Quick-Start.net for new loan officers and processors

Small Broker Non-Delegated Correspondent Package

starting at only $79 month 
  • after purchase of the
    • broker/non-delegated compliance package or 
    • broker correspondent package
  • for single branch, single state firms closing less than 100 loans a year
    • larger firms or a larger footprint requires computing the cost
    • 1 audit is included in the cost
  • "Tough Ten" states with more rigorous examination requirements have added costs
Subscribe to Compliance VP for Brokers

Small Lender Package

starting at 
$129 month 
  • includes closing and underwriting policies and procedures review
  • after purchase of mortgage banker package
  • limited to single branch, single state firms, with less than 100 loans a year (pricing adjusted after set up)
  • "Tough Ten" States require more work and have higher costs 
Need to add states, change payment method, pause or cancel? Click Manage Subscription.
Subscribe to Compliance VP for Lenders
Manage Subscription

Compliance VP - Compliance Management Options

Sample Agreement and Cost Analysis

All subscribed service costs assume the prior purchase of a broker or lender package of policies and procedures
Managed Compliance Service Agreement
File Size: 151 kb
File Type: pdf
Download File

Annual Audit Document Request
File Size: 19 kb
File Type: pdf
Download File

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All Material © 1996 - 2025 QuickStart Publications
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  • Home
    • Search our site
    • The CFPB and You
    • What Does a QC Plan Do?
    • Choosing the Right One
    • About Us >
      • Request Discount Code
      • About Us
      • Privacy Policy
      • Terms of Use
      • 100% Guarantee
      • Client List
    • Industry Blog
  • Single Policies
    • Single Policies
    • Free Sample Policies >
      • Free Sample Request Form
      • SAFE Act Policy
      • FREE Sample AML Plan
      • TIL-RESPA Integrated Disclosure (TRID)
      • Complaint Resolution
      • HPML Appraisal Policy
      • Social Media
      • Ability to Repay
      • E-Sign Policy
      • Loan Originator Comp
    • Disaster Recovery/Business Continuity Plan
    • Fair Lending/Fair Housing
    • Secondary Marketing-Loss Mitigation
    • Advertising
    • Anti-Money Laundering (AML/BSA/SAR) Plan
    • Appraiser Independence - Appraisal Management
    • Anti-Predatory Lending (UDAAP)
    • Vendor Management
    • Business Plan
    • MERS QA Plan
  • Modules
    • Module System
    • Mortgage Compliance Manual
    • Quality Control Options >
      • Quality Control Options
      • Lender Quality Control Plan >
        • HUD-FHA Quality Control Plan
      • Broker/Non-Del QC Plan
    • Information Security - FACTA/Red Flags & ID Theft >
      • IT/Cyber Audit
    • Origination/Production Module
    • Processing Module
    • Underwriting/Credit Policy
    • Closing/Funding/Warehouse
    • Mortgage Ops & Employee
    • Wholesale/Third Party Origination
    • Mortgage Servicing Module >
      • Mortgage Servicing
      • Mortgage Sub-Servicing
      • MERS Quality Assurance (QA)
  • Packages
    • Packages
    • Complete Mortgage Banker Package
    • Complete Correspondent Pack
    • Lender Compliance Pack
    • Broker-Non Del Compliance Pack
    • Processing Company Package
    • Anti-money laundering AML/BSA/SAR package >
      • Annual AML/BSA Audit
      • Annual AML Training
      • AML/BSA Plan
      • Free AML/BSA SAR Evaluation
    • Cyber/IT Security Audit Package >
      • Cyber Security Audit
      • IT/Cyber Security Training
      • CyberSecurity Policies
    • Advertising Audit Package
  • Services
    • Services
    • State Audit Prep >
      • State Audit Prep Package >
        • Georgia Mortgage Examination
        • Massachusetts Examination
        • Michigan Examination
        • Missouri Audit Prep
        • New York DFS License Exam
        • North Carolina NCCOB Examination
        • Ohio DFI License Examination
        • Pennsylvania Audit/Exam
        • Texas Exam Preparation
        • Washington DFI Exam
      • Annual Audit Preparation
      • State Examination System (SES) Support
      • State Examination Packages >
        • Supervisory Plan
    • Training Services >
      • Compliance Manager Training
      • AML Training
      • Social Engineering Phishing Training
      • Fair Lending Training
      • ID Theft Training FACTA
      • Cybersecurity Training GLB Safeguarding
      • Fraud Red Flag and QC Training
      • Appraiser Independence (AIR) Training
      • Privacy Act - GLB Training
      • Advertising Compliance Training
      • New Employee Training
      • RESPA Training
      • Truth-in-Lending Training
      • New York Human Rights Training
    • Knowledge Base
    • Audits/Reviews >
      • AML Audits
      • IT Security-Cyber Audits
    • Updates and Downloads >
      • Updates and Downloads
    • Warehouse Lender/Agency Approval >
      • Comergence Upload Service
    • Request Review
    • How to: Customization Services >
      • Customization Services
      • How to: Downloading Documents
      • How to: Customize Your Manual
      • Free "Generic" Customization Offer
  • Compliance Manager
    • My Compliance VP - Manager
    • Customer Portal