Compliance Manager Services

Compliance VP - Your Compliance Manager
Manage Policies and Procedures, Non-NMLS Training, Investor Applications, Annual Audits and State Regulatory Audit Prep

Let us be your In-Sourced Compliance VP. We keep your policies up to date and accessible 24/7, respond to investor compliance requests, prepare for state audits, perform annual operating/AML/Privacy audits, certify your vendors for IT and Fair Lending and handle all non-NMLS training. PLUS we are your compliance help-desk!

Designed specifically for the compliance needs of the small mortgage broker or lender. My Compliance Manager includes:

Policy and procedure management system
Examination and licensing preparation
Job skill training programs for new loan officers and processors
Mandatory Federal compliance training for AML, FACTA, Fair Lending and others with online reporting and branded management site
Annual operating, Quality Control, AML, Privacy, Fair Lending Audit
Vendor Risk Assessments
Compliance Help Desk

The Compliance VP comes with

a portal to see real time policies and procedures
file system for regulatory documents
non-NMLS compliance training for all employees
schedule of periodic compliance audits
conference calls
Q&A calls

Subscribe to Compliance Management Solution

For Mortgage Brokers and Non-Delegated Correspondents

Small Broker Package

starting at only
$79 month

after purchase of broker correspondent package
for single branch, single state firms closing less than 100 loans a year
"Tough Ten" states with more rigorous examination requirements have added costs

Subscribe to Compliance VP for Brokers

Small Lender Package

starting at
$129 month

includes closing and underwriting policies and procedures review
after purchase of mortgage banker package
limited to single branch, single state firms, with less than 100 loans a year (pricing adjusted after set up)
"Tough Ten" States require more work and have higher costs

Subscribe to Compliance VP for Lenders

Need to add states, change payment method, pause or cancel? Click Manage Subscription.

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Sample Agreement and Cost Analysis

All subscribed service costs assume the prior purchase of a broker or lender package of policies and procedures

Managed Compliance Service Agreement
File Size:	151 kb
File Type:	pdf

Download File

Annual Audit Document Request
File Size:	19 kb
File Type:	pdf