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Compliance VP - Compliance  support solution for small companies

Compliance VP - Your Compliance Manager
Manage Policies and Procedures, Non-NMLS Training, Investor Applications, Annual Audits and State Regulatory Audit Prep

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Let us be your In-Sourced Compliance VP.  We keep your policies up to date and accessible 24/7, respond to investor compliance requests, prepare for state audits, perform annual operating/AML/Privacy audits, certify your vendors for IT and Fair Lending and handle all non-NMLS training. PLUS we are your compliance help-desk!

Designed specifically for the compliance needs of the small mortgage broker or lender.  My Compliance Manager includes:
  • Policy and procedure management system
  • Examination and licensing preparation
  • Job skill training programs for new loan officers and processors
  • Mandatory Federal compliance training for AML, FACTA, Fair Lending and others with online reporting and branded management site
  • Annual operating, Quality Control, AML, Privacy, Fair Lending Audit 
  • Vendor Risk Assessments
  • Compliance Help Desk

The Compliance VP comes with
  • a portal to see real time policies and procedures
  • file system for regulatory documents
  • non-NMLS compliance training for all employees
  • schedule of periodic compliance audits
  • conference calls
  • Q&A calls
​

Subscribe to Compliance Management Solution

For Mortgage Brokers and Non-Delegated Correspondents

Small Broker Package

starting at only 
$79 month 
  • after purchase of broker correspondent package
  • for single branch, single state firms closing less than 100 loans a year
  • "Tough Ten" states with more rigorous examination requirements have added costs
Subscribe to Compliance VP for Brokers

Small Lender Package

starting at 
$129 month 
  • includes closing and underwriting policies and procedures review
  • after purchase of mortgage banker package
  • limited to single branch, single state firms, with less than 100 loans a year (pricing adjusted after set up)
  • "Tough Ten" States require more work and have higher costs 
Subscribe to Compliance VP for Lenders

Need to add states, change payment method, pause or cancel? Click Manage Subscription.
Manage Subscription

Sample Agreement and Cost Analysis

All subscribed service costs assume the prior purchase of a broker or lender package of policies and procedures
Managed Compliance Service Agreement
File Size: 151 kb
File Type: pdf
Download File

Annual Audit Document Request
File Size: 19 kb
File Type: pdf
Download File

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Rockville, MD 20850
Toll Free 1 (877) 918-7246  (91-TRAIN)
(240) 403-4015 - Office
(877) 918-7246 - Fax
All Material © 1996 - 2023 QuickStart Publications
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Website by VertiReach
  • Home
    • Search our site
    • The CFPB and You
    • What Does a QC Plan Do?
    • Choosing the Right One
    • Free Sample Request Form
    • Request Discount Code
    • About Us >
      • About Us
      • FAQs
      • 100% Guarantee
      • Client List
    • Industry Blog
  • Single Policies
    • Single Policies
    • Free Sample Policies >
      • TIL-RESPA Integrated Disclosure (TRID)
      • HPML Appraisal Policy
      • Social Media
      • Ability to Repay
      • SAFE Act Policy
      • E-Sign Policy
      • Loan Originator Comp
      • Complaint Resolution
    • Disaster Recovery/Business Continuity Plan
    • Fair Lending/Fair Housing
    • Secondary Marketing-Loss Mitigation
    • Anti-Money Laundering (AML/BSA/SAR) Plan
    • Appraiser Independence - Appraisal Management
    • Anti-Predatory Lending (UDAAP)
    • Vendor Management
    • Business Plan
    • MERS QA Plan
  • Modules
    • Module System
    • Mortgage Compliance Manual
    • Quality Control Options >
      • Quality Control Options
      • Lender Quality Control Plan >
        • HUD-FHA Quality Control Plan
      • Broker/Non-Del QC Plan
    • Information Security - FACTA/Red Flags & ID Theft >
      • IT/Cyber Audit
    • Origination/Production Module
    • Processing Module
    • Underwriting/Credit Policy
    • Closing/Funding/Warehouse
    • Mortgage Ops & Employee
    • Wholesale/Third Party Origination
    • Mortgage Servicing Module >
      • Mortgage Servicing
      • Mortgage Sub-Servicing
      • MERS Quality Assurance (QA)
  • Packages
    • Packages
    • Complete Mortgage Banker Package
    • Complete Correspondent Pack
    • Lender Compliance Pack
    • Broker-Non Del Compliance Pack
    • Processing Company Package
    • Anti-money laundering AML/BSA/SAR package >
      • Annual AML/BSA Audit
      • Annual AML Training
      • Free AML/BSA SAR Evaluation
    • Cyber/IT Security Audit Package
    • Advertising Audit Package
  • Services
    • Services
    • State Audit Prep >
      • State Audit Prep Package >
        • Pennsylvania Exam Preparation
        • Washington State Mortgage Lender Broker
        • New York Lender Broker Audit Prep
        • North Carolina Lender Broker
        • Ohio Mortgage Lender Broker
        • Texas Exam Preparation
      • Annual Audit Preparation
      • State Examination System (SES) Support
      • State Examination Packages >
        • Supervisory Plan
    • Training Services >
      • AML Training
      • Fair Lending Training
      • ID Theft Training FACTA
      • Cybersecurity Training GLB Safeguarding
      • Fraud Red Flag and QC Training
      • Privacy Act - GLB Training
      • Advertising Compliance Training
      • New Employee Training
    • Knowledge Base-FAQ
    • My Compliance VP - Manager >
      • My Compliance VP - Manager
      • Login Compliance Manager
      • Login Document Managment
      • Manage Subscription
    • Updates and Downloads >
      • Updates and Downloads
      • Updates and Downloads (members)
    • Warehouse Lender/Agency Approval >
      • Comergence Upload Service
    • Request Review
    • How to: Customization Services >
      • Customization Services
      • How to: Downloading Documents
      • How to: Customize Your Manual
      • Free "Generic" Customization Offer