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Mortgage Compliance Manual - All Federal Laws and Rules

The mortgage regulatory compliance program template - the compliance policies and procedures module - contains the complete set of elements needed to address the overall policy requirements of the federally-related mortgage lending laws and rules.  In addition, it provides the day to day - policy in practice - procedures required to allow staff persons to correctly conduct in their daily duties. This makes it easy for the compliance officer to understand and communicate what he or she must do on a daily, weekly, monthly, quarterly and annual basis.

Instead of just providing a compendium of Federal rules, the MortgageManuals product incorporates actual compliance tools, like spreadsheets, checklists, training PowerPoints, letters, analysis forms and other tools. 

Mortgage Regulatory Compliance Policies and Procedures

​2-01 Compliance Manager - Duties and Responsibilities.docx
2-02 Federal Regulatory Compliance Program Overview.docx
2-10 RESPA Overview.docx
2-11 RESPA - Prohibited - Kickbacks and Referral Fees.docx
2-14 LE-GFE Overview.docx
2-14-01 Loan Estimate-GFE Comparison.docx
2-14-1 RESPA Business Days.docx
2-14-2 TRID - Pre-Qualification, Pre-Approval and Application.docx
2-14-3 Loan Estimate Step-by-Step Application Procedure.docx
2-14-4 TRID - Transaction Type - Know Before you Owe OR GFE 2010.docx
2-14-5 Process Not Subject to LE-GFE Pre-Qualification.docx
2-14-6 TRID Determining Average Cost for Services.docx
2-14-6 TRID - LE or GFE Process Product-Transaction.docx
2-14-7 TRID Completing Loan Estimate Form.docx
2-14-71 RESPA Completing The 2010 Good Faith Estimate.docx
2-14-72 Using a Non LE-GFE Cost Disclosure to Estimate Costs.docx
2-14-8 RESPA TRID Changed Circumstances.docx
2-15 Reviewing Closing Disclosure CD or HUD-1 against LE-GFE Estimates.docx
2-31 - TIL APR (Annual Percentage Rate) Calculations and Tolerance.docx
2-32 TIL Additional Disclosures.docx
2-33 Notice of Right to Cancel (Right to Rescind).docx
2-34 Advertising.docx
2-35 Unfair Deceptive Abusive Acts and Practices - High Cost Loans - Predatory Lending.docx
2-35-61 HPML Appraisal Policy.docx
2-36 Mortgage Disclosure Improvement Act.docx
2-37 Ability to Repay.docx
2-40 Equal Credit Opportunity Act and Fair Lending.docx
2-42 HMDA and Disparate Impact Analysis.docx
2-43 Fair Housing Act.docx
2-44 Fair Credit Reporting Act.docx
2-45 FACTA Overview.docx
2-46 Homeowners Protection Act (PMI Cancellation).docx
2-47 Gramm-Leach-Bliley Privacy Act.docx
2-70 SAFE Act.docx
2-71 Compensation and Anti-Steering.docx
2-72 Pre- and Post-Employment Screening Procedure.docx
2-73 Appraiser Independence Process.docx
2-80 Complaint Resolution.docx
7-10 Social Media Policy.docx
Some compliance companies charge you for every single policy they write for you. We include ALL compliance-related policies in one package. Easy to manage - easy to update.

Table of Contents and Sample

2.0_compliance_module.pdf
File Size: 241 kb
File Type: pdf
Download File

Purchase Compliance Module

Regulatory Compliance Plan
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  • Home
    • Search our site
    • The CFPB and You
    • What Does a QC Plan Do?
    • Choosing the Right One
    • About Us >
      • Request Discount Code
      • About Us
      • Privacy Policy
      • Terms of Use
      • 100% Guarantee
      • Client List
    • Industry Blog
  • Single Policies
    • Single Policies
    • Free Sample Policies >
      • Free Sample Request Form
      • SAFE Act Policy
      • FREE Sample AML Plan
      • TIL-RESPA Integrated Disclosure (TRID)
      • Complaint Resolution
      • HPML Appraisal Policy
      • Social Media
      • Ability to Repay
      • E-Sign Policy
      • Loan Originator Comp
    • Disaster Recovery/Business Continuity Plan
    • Fair Lending/Fair Housing
    • Secondary Marketing-Loss Mitigation
    • Advertising
    • Anti-Money Laundering (AML/BSA/SAR) Plan
    • Appraiser Independence - Appraisal Management
    • Anti-Predatory Lending (UDAAP)
    • Vendor Management
    • Business Plan
    • MERS QA Plan
  • Modules
    • Module System
    • Mortgage Compliance Manual
    • Quality Control Options >
      • Quality Control Options
      • Lender Quality Control Plan >
        • HUD-FHA Quality Control Plan
      • Broker/Non-Del QC Plan
    • Information Security - FACTA/Red Flags & ID Theft >
      • IT/Cyber Audit
    • Origination/Production Module
    • Processing Module
    • Underwriting/Credit Policy
    • Closing/Funding/Warehouse
    • Mortgage Ops & Employee
    • Wholesale/Third Party Origination
    • Mortgage Servicing Module >
      • Mortgage Servicing
      • Mortgage Sub-Servicing
      • MERS Quality Assurance (QA)
  • Packages
    • Packages
    • Complete Mortgage Banker Package
    • Complete Correspondent Pack
    • Lender Compliance Pack
    • Broker-Non Del Compliance Pack
    • Processing Company Package
    • Anti-money laundering AML/BSA/SAR package >
      • Annual AML/BSA Audit
      • Annual AML Training
      • AML/BSA Plan
      • Free AML/BSA SAR Evaluation
    • Cyber/IT Security Audit Package >
      • Cyber Security Audit
      • IT/Cyber Security Training
      • CyberSecurity Policies
    • Advertising Audit Package
  • Services
    • Services
    • State Audit Prep >
      • State Audit Prep Package >
        • Georgia Mortgage Examination
        • Massachusetts Examination
        • Michigan Examination
        • Missouri Audit Prep
        • New York DFS License Exam
        • North Carolina NCCOB Examination
        • Ohio DFI License Examination
        • Pennsylvania Audit/Exam
        • Texas Exam Preparation
        • Washington DFI Exam
      • Annual Audit Preparation
      • State Examination System (SES) Support
      • State Examination Packages >
        • Supervisory Plan
    • Training Services >
      • Compliance Manager Training
      • AML Training
      • Social Engineering Phishing Training
      • Fair Lending Training
      • ID Theft Training FACTA
      • Cybersecurity Training GLB Safeguarding
      • Fraud Red Flag and QC Training
      • Appraiser Independence (AIR) Training
      • Privacy Act - GLB Training
      • Advertising Compliance Training
      • New Employee Training
      • RESPA Training
      • Truth-in-Lending Training
      • New York Human Rights Training
    • Knowledge Base
    • Audits/Reviews >
      • AML Audits
      • IT Security-Cyber Audits
    • Updates and Downloads >
      • Updates and Downloads
    • Warehouse Lender/Agency Approval >
      • Comergence Upload Service
    • Request Review
    • How to: Customization Services >
      • Customization Services
      • How to: Downloading Documents
      • How to: Customize Your Manual
      • Free "Generic" Customization Offer
  • Compliance Manager
    • My Compliance VP - Manager
    • Customer Portal