Georgia Department of Banking Examinations
There are two audit paths at this time:
1.) The Ad-Hoc Examination for IT Security and BSA AML or
2.) The Full-Scope SES Examination
1.) The Ad-Hoc Examination for IT Security and BSA AML or
2.) The Full-Scope SES Examination
1.) Georgia Ad-Hoc Examination for IT Security and BSA-AML
Georgia has implemented a "catch-up" ad-hoc, limited scope compliance examination process to ensure that all licensees have an Information Technology policy (aka Cyber Security, Safguarding, WISP) as well as a BSA-AML Compliance plan.
Our package includes:
Our package includes:
- BSA-AML Compliance Plan, Employee Training
- CyberSecurity Plan, Employee Training
- Auto Upgrade to Complete Compliance Pack for Broker or non-delegated lender
2.) Georgia Full Scope - SES Examination Process
Georgia recently began processing exams through the State Examination System (SES) platform.
Frustratingly, states continue adding "custom" requirements to mirror their existing examination questionnaires. Georgia is no exception. Most states require the same policies and procedures, but you have to parse 25 different questions from the old GA questionnaire to get the few items that are unique to Georgia.
Frustratingly, states continue adding "custom" requirements to mirror their existing examination questionnaires. Georgia is no exception. Most states require the same policies and procedures, but you have to parse 25 different questions from the old GA questionnaire to get the few items that are unique to Georgia.
