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Federal Regulatory Compliance Policies and Procedures Plan


This module contains the complete set of elements needed to address the overall policy requirements of the Federally Related mortgage lending laws and rules.  In addition, it provides the day to day - policy in practice - procedures required to allow staff persons to access correct conduct in their daily duties. 


Compliance Module Elements




  • SAFE Act Licensing Compliance Plan

  • Employee Hiring Plan (Background Checks)

  • Dodd/Frank Compensation Plan (Anti-Steering)

  • Federal Regulatory Compliance Guidelines Including:

    • RESPA

    • Truth-in-Lending / MDIA

    • Fair Lending

    • Equal Credit Opportunity (Reg B)

    • Home Mortgage Disclosure

    • Consumer Privacy (Gramm-Leach)

    • Fair Credit Reporting

    • FACTA

  • Advertising/Marketing

  • Complaint Resolution Plan (CFPB, State)

  • Anti-Predatory Lending (Section 32/35 HPML)

  • Ethics

  • Complaint Resolution Policy

  • Branch Licensing Policy

  • Employee Training Program (PowerPoint)

Customized and delivered in 24 Hours - Complete Post-Closing and Compliance Process


 We provide all forms required to execute the function in soft form for further optional customization. 


Compliance Module Table of Contents (pdf)



Can be Value Priced as part of Banker, Broker and Wholesaler Packages
Purchase Regulatory Compliance Plan
$445.00 ($395 after Discount Code 50OFF)
Product is delivered as a download link via e-mail from document management system within 5-15 minutes

Receive Additional Savings of $245 if you add the Red Flag ID Theft Plan.


Compliance Combo - Add our Red Flag Identity Theft Plan and Quality Control Plan for only $150 More! $545.00 - $50 Off = $495.00 - Use Code (50OFF)




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