Mortgage Manuals, Lending Policies and Procedures, Mortgage Quality Control Plans and Mortgage Compliance

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Quality Control Plan

Red Flag Identity Theft Plan

Safeguarding Information (GLB)

Federal Compliance

Anti-Predatory Lending

Lending Operations

Credit Policy

Origination

Fair Lending

Processing

Underwriting

Lending Policies

Closing/Funding

Human Resources

Branch Operations

Physical Operations

Disaster Recovery

Wholesale

Broker Approval/Channel

Loan Servicing

Secondary Marketing

Loss Mitigation

Commercial Lending

Construction Lending

Business Plan

Mortgage Branch Administration Policies and Procedures and Employee Handbook

 

For many agencies and investors, guides to the daily mortgage operations are a requirement. In addition, we supply the employee handbook as a guide to mortgage employment quality performance plan. These modules are combined into one package because, operationally, the same individuals would have responsibility for executing these functions.

 

While Operations and HR/Employee manual templates are available for general industries this is the only mortgage-specific products that exists. Most often, this product is sold as part of the complete package for company start up or to update legacy policies and procedures.

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Mortgage Branch Operations Policies and Procedures Elements

  • Human Resources-Personnel Policy

  • Physical Office/Branch Operations Manual

  • Disaster Recovery Plan

  • Complaint Resolution Plan

  • Suspicious Activity Reporting Plan

  • Position Descriptions

  • Physical Office Setup (FHA/State Requirements)

  • Employee Policy Handbook - Includes

    • Sexual Harassment

    • Internet Usage

    • Alcohol/Drug

    • Hiring/Firing

    • Hours/Physical Plant

    • Whistleblower Policy

  • Performance Reviews for Mortgage Industry

  • Forms Administration

  • Checklists

View Table of Contents (PDF Format)

 

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